KBRA Affirms Ratings for FineMark Holdings, Inc.

28 Jun 2024   |   New York

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KBRA affirms the senior unsecured debt rating of BBB, the subordinated debt rating of BBB-, and the short-term debt rating of K3 for Fort Myers, Florida based FineMark Holdings, Inc. (OTCQX: FNBT). In addition, KBRA affirms the deposit and senior unsecured debt ratings of BBB+, the subordinated debt rating of BBB, and the short-term deposit and debt ratings of K2 for its subsidiary, FineMark National Bank & Trust ("the bank"). The Outlook for all long-term ratings is revised to Stable from Negative.

The ratings and Stable Outlook are underpinned by the bank’s strong regulatory capital ratios, anchored by a relatively low credit risk balance sheet (about 60% of total assets consists of high-quality investment securities and residential loans). In addition, the bank's various capital levels were bolstered by the company’s recent $30 million preferred equity capital raise, of which $28 million was downstreamed to the bank in the form of common equity. While the issuance strengthened the bank’s regulatory capital ratios, including the CET1 ratio, KBRA is mindful that common equity double leverage at the BHC increased to 116%. (Click here to view KBRA’s comment.)

The Outlook revision to Stable is further supported by the increased clarity surrounding NIM performance, in addition to management’s demonstrated commitment to maintain regulatory capital ratios. Since the Fed commenced its monetary tightening policy regime in 2022, earnings have been under pressure, such that bottom line profitability is tracking well below rated peers. The bank’s NIM, however, appears to have stabilized in the current range and management projects gradual improvement in a higher-for-longer interest rate environment, supported by sizable internal cashflow from the investment portfolio primarily, and the loan portfolio secondarily, which would be reinvested at much higher rates.

While KBRA recognizes that the earnings outlook is in the trajectory for improvement, the risk of further earnings erosion remains tied to higher short-term rates, principally because of the large base of sweep deposits (25% of total deposits) that are effectively indexed to overnight interest rates. However, KBRA also acknowledges management’s recent proactive actions in putting $260 million (or around 30%) of sweep deposits under rate cap at 6%, as well as $200 million notional of interest rate swaps, partially mitigating the downside risk.

The ratings also continue to be supported by the revenue diversification contribution from the bank’s substantial trust business.

On-balance sheet liquidity increased meaningfully, with cash & cash equivalents currently amounting to 10% of total assets (likely to be maintained at the current level in the near-term), which, combined with total investment securities (25% of total assets), cover around 1.3x of total uninsured deposits ($1.1 billion, or 36% of total deposits).

To access rating and relevant documents, click here.

Click here to view the report.

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Disclosures

Further information on key credit considerations, sensitivity analyses that consider what factors can affect these credit ratings and how they could lead to an upgrade or a downgrade, and ESG factors (where they are a key driver behind the change to the credit rating or rating outlook) can be found in the full rating report referenced above.

A description of all substantially material sources that were used to prepare the credit rating and information on the methodology(ies) (inclusive of any material models and sensitivity analyses of the relevant key rating assumptions, as applicable) used in determining the credit rating is available in the Information Disclosure Form(s) located here.

Information on the meaning of each rating category can be located here.

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above. Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com.

About KBRA

Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO. Kroll Bond Rating Agency Europe Limited is registered as a CRA with the European Securities and Markets Authority. Kroll Bond Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority. In addition, KBRA is designated as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

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