Regulatory

Canadian Disclosures

Canadian DRO Status

On June 21, 2018, Kroll Bond Rating Agency, LLC became a Designated Rating Organization (DRO) in Canada under National Instrument 25-101. On July 6, 2018, the Office of the Superintendent of Financial Institutions Canada (OSFI) recognized KBRA LLC as an External Credit Assessment Institution under OSFI’s Capital Adequacy Requirements Guideline.

Code of Conduct

The KBRA Code of Conduct can be found here.

Unsolicited Credit Ratings

The Unsolicited Credit Ratings Policy and Procedure can be found here