Press Release|Funds

KBRA Upgrades the Rating Assigned to a Capital Call Facility to AlpInvest Co-Investment Fund IX

16 Dec 2024   |   London

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KBRA UK (KBRA) upgrades the rating assigned to a capital call facility in the form of a revolving credit facility (the "Facility") to the partnerships comprising AlpInvest Co-Investment Fund IX (the "Fund"). KBRA has upgraded the rating to AA- from A+. The Outlook is Stable.

Following an amendment to the Facility, the partnerships comprising the Fund have provided full cross collateralisation of the Facility. At issuance of the rating, the Facility was divided into USD Borrower Fund Entities and EUR Borrower Fund Entities, with no cross collateralisation between the USD and EUR Borrower Fund Entities. Similarly, at issuance, KBRA assessed the standalone credit quality of each group individually. Following the amendment and consolidated borrower group for the Facility, the Lenders now benefit from collateralisation from all LPs of the Fund. The upgrade and rating are supported by the quality and diversification of this consolidated qualifying Included Limited Partner (ILP) base comprised primarily of institutional investors, the financial covenants of the Facility which are unchanged since issuance, plus the experience and track record of the Manager.

The Fund is the ninth vintage fund in AlpInvest Partners B.V.’s (“AlpInvest” or the “Firm”) flagship equity co-investments strategy. As of September 2024, the Fund had received the equivalent of approximately $3.0 billion of commitments from over 200 Limited Partners (LP). The Fund structure is comprised of four main partnerships, three of which receive commitments in US Dollars ("USD") and one which may receive commitments in USD or Euros.

The Lenders have a first priority security interest to the uncalled capital commitments of the Fund, including security over the right of the GP to make capital calls. The Lenders also benefit from a first priority security over the bank accounts into which capital calls are paid. The Facility is a senior secured revolving subscription finance facilities and now comprises of a Facility A (USD) Tranche and a Facility B (USD) Tranche. As of October 2024, The total Facility size has increased to total commitments of $1.0 billion via a combination of new lenders committing to the Facility and existing lenders increasing commitments. Repayment is pro rata among the outstanding Facilities’ amounts.

Founded in 2000, AlpInvest Partners is one of the three core divisions of The Carlyle Group, specialising in global private equity investing. As of September 2024, AlpInvest manages $83.7 billion total assets under management. AlpInvest have approximately 500 active investors globally, including public pensions, insurance companies, endowments, foundations, and other corporate institutional investors .

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Disclosures

Further information on key credit considerations, sensitivity analyses that consider what factors can affect these credit ratings and how they could lead to an upgrade or a downgrade, and ESG factors (where they are a key driver behind the change to the credit rating or rating outlook) can be found in the full rating report referenced above.

A description of all substantially material sources that were used to prepare the credit rating and information on the methodology(ies) (inclusive of any material models and sensitivity analyses of the relevant key rating assumptions, as applicable) used in determining the credit rating is available in the Information Disclosure Form(s) located here.

Information on the meaning of each rating category can be located here.

This credit rating is endorsed by Kroll Bond Rating Agency Europe Limited for use in the European Union. Information on a credit rating’s endorsement status is available on its rating page at KBRA.com.

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above. Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com.

There are certain issuers, entities or transactions rated by KBRA Europe or KBRA UK that may be or have relationships with Shareholders and/or Shareholder-Related Companies, as that term is defined in KBRA’s Shareholder and Shareholder Related Companies for KBRA Europe and KBRA UK Policy and Procedure. Relevant disclosure information may be found here.

About KBRA UK

Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO. Kroll Bond Rating Agency Europe Limited is registered as a CRA with the European Securities and Markets Authority. Kroll Bond Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority. In addition, KBRA is designated as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider. Kroll Bond Rating Agency UK is located at 1 Connaught Place, 2nd Floor London, England.

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